Barbara Arndt (CRD# 2623171) is an Investment Advisor Representative working at Arndt Financial Services LLC in Fayetteville, NY and has over 28 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 1200413
Rbc Capital Markets, LLC
CRD# 828730
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Leigh Baldwin & Company, LLC | Cazenovia, NY | Feb 2006 - Current | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1995 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management13MILLIONS
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Total Number of Accounts47ACCOUNTS
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Average Account Value$269,019
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, NY
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