Eric Herzog (CRD# 6283549) is an Investment Advisor Representative working at Prime Capital Investment Advisors, LLC in Fargo, ND and has over 10 years of experience in the finance industry. Eric Herzog has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2591356
Commonwealth Financial Network
CRD# 2563463
Ubs Financial Services Inc.
CRD# 2122017
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prime Capital Investment Advisors, LLC | Overland Park, KS | Oct 2023 - Current | < 1 |
| United Capital Financial Advisers LLC | Newport Beach, CA | Jul 2020 - Oct 2023 | 3 |
| Park Avenue Securities | Fargo, ND | Jan 2019 - Jul 2020 | 1 |
| Guardian Life Insurance Company | Fargo, ND | Dec 2018 - Jul 2020 | 1 |
| Dorn & Co, Inc. | Fergus Falls, MN | Sep 2017 - Dec 2018 | 1 |
| Allianz Life Financial Services LLC | Minneapolis, MN | Dec 2013 - Aug 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2017 |
- MN
- ND
-
Total Assets Under Management24,363MILLIONS
-
Total Number of Accounts30,635ACCOUNTS
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Average Account Value$795,263
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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