Douglas Sweet (CRD# 1791257) is an Investment Advisor Representative working at Charter Advisory Corporation in Fishers, IN and has over 36 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Fishers, IN | Sep 2009 - Current | 14 |
| Charter Advisory Corporation | Fishers, IN | Jul 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1988 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1995 |
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Total Assets Under Management319MILLIONS
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Total Number of Accounts954ACCOUNTS
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Average Account Value$334,608
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
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- Selection of other advisers (including private fund managers)
CO, FL, IN, KY, LA, MI, MO, NC, NE, OH, TX
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