Travis Babb, financial advisor Flagstaff AZ
73 score

Travis Babb

CRD Number: 5561676
Current Firm: Investment Advisors Corp

Travis Babb (CRD# 5561676) is an Investment Advisor Representative working at Investment Advisors Corp in Flagstaff, AZ and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Broker Dealer Financial Services West Des Moines, IA Jan 2014 - Current 2
Babb Financial Flagstaff, AZ May 2006 - Current 10
The O.n. Equity Sales Company Cincinnati, OH Apr 2010 - Dec 2013 3
Ohio National Financial Services Cincinnati, OH Jan 2010 - Dec 2013 3
Sagepoint Financial, Inc. Flagstaff, AZ Mar 2009 - Feb 2010 < 1
Mml Investors Services Inc. Scottsdale, AZ Aug 2008 - Jan 2009 < 1
Massmutual Financial Group Scottsdale, AZ Mar 2008 - Jan 2009 < 1
Student Flagstaff, AZ Jul 1998 - Jan 2009 10
City Of Scottsdale Youth Sports Scottsdale, AZ Aug 2007 - Nov 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Travis C. Babb
Phone Number: 515-727-6700
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    554
    MILLIONS
  • Total Number of Accounts
    4,511
    ACCOUNTS
  • Average Account Value
    $122,763
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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