Kenneth Paul, financial advisor Flemington NJ
76 score

Kenneth Paul

CRD Number: 3177730
Current Firm: Alliance Wealth Management Group, LLC

Kenneth Paul (CRD# 3177730) is an Investment Advisor Representative working at Alliance Wealth Management Group, LLC in Flemington, NJ and has over 17 years of experience in the finance industry. Kenneth Paul has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Oct 2014 - Current 2
Alliance Wealth Management Group, LLC Flemington, NJ Sep 2014 - Current 2
Triad Advisors, Inc. Norcross, GA Nov 2011 - Sep 2014 2
Prestige Wealth Management Group Pennington, NJ Jul 2007 - Sep 2014 7
Linsco/private Ledger Corp. Pennington, NJ Feb 2007 - Nov 2011 4
The Vanguard Group Malvern, PA Nov 2004 - Feb 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Mar 2002
S66 NASAA Uniform Combined State Law Examination May 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth C. Paul
Phone Number: (908) 751 - 7090
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    213
    MILLIONS
  • Total Number of Accounts
    737
    ACCOUNTS
  • Average Account Value
    $289,417
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

FL, LA, NJ, NY, PA, SC

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BADGES
76

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