Richard Graff, financial advisor Wesley Chapel FL

Richard Graff

CRD Number: 1256027
Current Firm: Stifel Independent Advisors, LLC

Richard Graff (CRD# 1256027) is an Investment Advisor Representative working at Stifel Independent Advisors, LLC in Wesley Chapel, FL and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Independent Advisors, LLC Florence, KY Mar 2006 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Jan 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard J. Graff
Phone Number: 314-342-4051
Registered State(s):
  • FL
  • KY
By the Numbers
  • Total Assets Under Management
    2,515
    MILLIONS
  • Total Number of Accounts
    8,262
    ACCOUNTS
  • Average Account Value
    $304,411
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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