Thomas WittkopfCRD Number: 3105586
Current Firm: Sii Investments, Inc.
Thomas Wittkopf (CRD# 3105586) is an Investment Advisor Representative working at Sii Investments, Inc. in Florence, WI and has over 17 years of experience in the finance industry.
Center Street Advisors, Inc.
Msi Financial Services, Inc.
Investment Centers Of America, Inc.
|Sii Investments, Inc.||Florence, WI||Aug 2005 - Current||11|
|State Bank Of Florence||Florence, WI||Apr 1997 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S66||NASAA Uniform Combined State Law Examination||May 2003|
Total Assets Under Management4,226MILLIONS
Total Number of Accounts30,484ACCOUNTS
Average Account Value$138,626
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV