Thomas Gibbons, financial advisor Florham Park NJ

Thomas Gibbons

CRD Number: 1211925
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation Model: Both

Thomas Gibbons (CRD# 1211925) is a Vice President/ Senior Financial Advisor working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, located  in Florham Park, NJ,  and has over 34 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Bank Of America, N.a. Florham Park, NJ Dec 2009 - Current 11
Merrill Lynch, Pierce, Fenner & Smith Florham Park, NJ Apr 2008 - Current 12
Citigroup Global Markets Inc. Florham Park, NJ Feb 2003 - Apr 2008 5
Merrill Lynch, Pierce, Fenner & Smith Florham Park, NJ Dec 1984 - Feb 2003 18
Dean Witter Reynolds New York, NY Jun 1982 - Dec 1984 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination Jun 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas S. Gibbons
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
  • CT
  • MA
  • CA
  • ME
  • FL
  • NY
  • PA
  • SC
  • NC
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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