William Thomson (CRD# 1287184) is an Investment Advisor Representative working at Prosperity Wealth Management, Inc. in Pompton Plains, NJ and has over 32 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prosperity Wealth Management Inc. | San Ramon, CA | Sep 2018 - Current | 5 |
| Fortune Financial Services, Inc. | Monaca, PA | Nov 2016 - Current | 7 |
| Tfs Securities, Inc. | Ironia, NJ | Sep 1994 - Sep 2018 | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1992 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management243MILLIONS
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Total Number of Accounts1,611ACCOUNTS
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Average Account Value$151,068
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