Sammy Dean, financial advisor Flowood MS
76 score

Sammy Dean

CRD Number: 1040081
Current Firm: Sound Financial Strategies Group, Inc.

Sammy Dean (CRD# 1040081) is an Investment Advisor Representative working at Sound Financial Strategies Group, Inc. in Flowood, MS and has over 33 years of experience in the finance industry. Sammy Dean has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Tiffany Ballard, financial advisor Flowood MS
Tiffany B. Ballard
CRD# 4521298
Bergland Wealth Management, Inc.
Score
103
Similar Advisors
Kelly Jennings, financial advisor Flowood MS
Kelly J. Jennings
CRD# 6441793
Asset Dedication, LLC
Score
98
Similar Advisors
Kelly Adams, financial advisor Flowood MS
Kelly L. Adams
CRD# 5526756
Wells Fargo Advisors Financial Network, LLC
Score
96
Professional Designations
Company Name Location Dates Years
Comprehensive Asset Management And Servicing, Inc. Parsippany, NJ Mar 2017 - Current 1
Sound Financial Strategies Group Flowood, MS Mar 2017 - Current 1
Financial Strategies Group, Inc. Madison, MS Mar 1994 - Mar 2017 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Sammy T. Dean
Phone Number: 601-856-3825
Firm Website: https://www.soundfsg.com
Registered State(s):
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    185
    MILLIONS
  • Total Number of Accounts
    1,240
    ACCOUNTS
  • Average Account Value
    $149,194
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AL, FL, LA, MS, TN, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
76

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.