Nicholas DaleCRD Number: 6122628
Current Firm: J.p. Morgan Securities LLC
Nicholas Dale (CRD# 6122628) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Flushing, MI and has over 4 years of experience in the finance industry.
Nfp Advisor Services, LLC
Acorn Wealth Advisors, LLC
Minder Planning Group, LLC
|Jpmorgan Securities LLC||Flushing, MI||Jul 2015 - Current||2|
|Jpmorgan Chase Bank||Flushing, MI||Jul 2015 - Current||2|
|Cetera Investment Services LLC||St. Cloud, MN||Sep 2014 - Jun 2015||< 1|
|Cetera Investment Advisers LLC||Bay City, MI||Sep 2014 - Jun 2015||< 1|
|Chemical Bank||Bay City, MI||Sep 2014 - Jun 2015||< 1|
|Hantz Financial Services||Southfield, MI||Sep 2012 - Aug 2014||1|
|Man Power-lansing Manpower-hating||Adrian, MI||Oct 2011 - Dec 2012||1|
|Lenawee Recreation||Adrian, MI||Jan 2012 - Sep 2012||< 1|
|Adrian College||Adrian, MI||Aug 2007 - May 2012||4|
|Lowes||Adrian, MI||May 2011 - Jul 2011||< 1|
|W.j. Oneil||Livonia, MI||May 2006 - Aug 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2013|
|S65||NASAA Investment Advisors Law Examination||Mar 2013|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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