Nicholas Dale, financial advisor Flushing MI
90 score

Nicholas Dale

CRD Number: 6122628
Current Firm: J.p. Morgan Securities LLC

Nicholas Dale (CRD# 6122628) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Flushing, MI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Flushing, MI Jul 2015 - Current 1
Jpmorgan Chase Bank Flushing, MI Jul 2015 - Current 1
Cetera Investment Services LLC St. Cloud, MN Sep 2014 - Jun 2015 < 1
Cetera Investment Advisers LLC Bay City, MI Sep 2014 - Jun 2015 < 1
Chemical Bank Bay City, MI Sep 2014 - Jun 2015 < 1
Hantz Financial Services Southfield, MI Sep 2012 - Aug 2014 1
Man Power-lansing Manpower-hating Adrian, MI Oct 2011 - Dec 2012 1
Lenawee Recreation Adrian, MI Jan 2012 - Sep 2012 < 1
Adrian College Adrian, MI Aug 2007 - May 2012 4
Lowes Adrian, MI May 2011 - Jul 2011 < 1
W.j. Oneil Livonia, MI May 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2013
S65 NASAA Investment Advisors Law Examination Mar 2013
Contact Info for Nicholas R. Dale
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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