Dennis Lai, financial advisor Flushing NY

Dennis Lai

CRD Number: 3225741
Current Firm: Transamerica Financial Advisors, Inc.

Dennis Lai (CRD# 3225741) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Flushing, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Flushing, NY May 2018 - Current 3
World Financial Group, Inc. Flushing, NY Jan 2017 - Current 4
Full Productions Inc. East Elmhurst, NY Dec 2016 - Current 5
Black Iq Flushing, NY Jul 2015 - Aug 2018 3
Unemployed East Elmhurst, NY Nov 2014 - Jul 2015 < 1
Pimco Investments LLC New York, NY Feb 2011 - Nov 2014 3
Pacific Investment Management Company New York, NY Dec 2007 - Nov 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2019
Contact Info for Dennis K. Lai
Phone Number: 727-299-1800
Registered State(s):
  • NJ
  • NY
  • PR
By the Numbers
  • Total Assets Under Management
    2,071
    MILLIONS
  • Total Number of Accounts
    52,745
    ACCOUNTS
  • Average Account Value
    $39,264
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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