Dennis Lai (CRD# 3225741) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Flushing, NY and has over 4 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dennis Lai | Flushing, NY | Apr 2022 - Current | 2 |
| Transamerica Financial Advisors, Inc. | Flushing, NY | May 2018 - Current | 5 |
| World Financial Group, Inc. | Flushing, NY | Jan 2017 - Current | 7 |
| Full Productions Inc. | East Elmhurst, NY | Dec 2016 - Current | 7 |
| Black Iq | Flushing, NY | Jul 2015 - Aug 2018 | 3 |
| Unemployed | East Elmhurst, NY | Nov 2014 - Jul 2015 | < 1 |
| Pimco Investments LLC | New York, NY | Feb 2011 - Nov 2014 | 3 |
| Pacific Investment Management Company | New York, NY | Dec 2007 - Nov 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2019 |
- NJ
- NY
- TX
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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