C. Thames (CRD# 730926) is an Investment Advisor Representative working at Horter Investment Management, LLC in Folsom, CA and has over 35 years of experience in the finance industry. C. Thames has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC
CRD# 2028654
Morgan Stanley
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Horter Investment Management, LLC | Cincinnati, OH | Oct 2014 - Current | 6 |
| Ct Thames Real Estate | Woodbridge, CA | Apr 2009 - Current | 11 |
| Ct Thames Tax & Retirement Services | Folsom, CA | Jan 2008 - Current | 13 |
| Thames Insurance & Financial Services | Folsom, CA | Jul 1975 - Current | 45 |
| Planmember Securities Corporation | Folsom, CA | Feb 2010 - Jun 2013 | 3 |
| Allegiant Asset Management LLC | Folsom, CA | Mar 2007 - Dec 2009 | 2 |
| Allegiant Securities LLC | Folsom, CA | Mar 2007 - Dec 2009 | 2 |
| Allegiant Financial, Inc. | Folsom, CA | Mar 2007 - Dec 2009 | 2 |
| Altrun, Inc. | Woodbridge, CA | Jan 2007 - Apr 2009 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1985 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
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Total Assets Under Management546MILLIONS
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Total Number of Accounts3,495ACCOUNTS
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Average Account Value$156,160
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