Jonathon GonzalesCRD Number: 5479356
Current Firm: Wells Fargo Clearing Services, LLC
Jonathon Gonzales (CRD# 5479356) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Fontana, CA and has over 9 years of experience in the finance industry.
Ubs Financial Services Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Wells Fargo Clearing Services, LLC||San Diego, CA||Nov 2016 - Current||1|
|Wells Fargo Advisors, LLC||San Diego, CA||Apr 2013 - Nov 2016||3|
|J.p. Morgan Securities LLC||Rancho Cucamonga, CA||Oct 2012 - Apr 2013||< 1|
|Chase Investment Services Corp.||Highland, CA||May 2009 - Oct 2012||3|
|Wamu Investments||Highland, CA||Jan 2008 - Oct 2012||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S65||NASAA Investment Advisors Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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