James PursleyCRD Number: 1383787
Current Firm: Gaia Capital Management, Inc.
James Pursley (CRD# 1383787) is an Investment Advisor Representative working at Gaia Capital Management, Inc. in Forest Grove, OR and has over 27 years of experience in the finance industry.
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
Smb Financial Services LLC
|Gaia Capital Management, Inc.||Forest Grove, OR||Jan 1991 - Current||26|
|Anderson Pursley Insurance Services, Inc.||Santa Monica, CA||Aug 1985 - Mar 2010||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management20MILLIONS
Total Number of Accounts240ACCOUNTS
Average Account Value$84,246
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses