Alan Schmidt
CRD Number: 6432350Current Firm: Financial & Tax Architects, LLC
Compensation Model: Both
Alan Schmidt (CRD# 6432350) is an Investment Advisor Representative based in Forest Lake MN. Mr. Schmidt is the President and Founder of The Diamond Group, a nationally known finance firm specializing in retirement income planning, CD replacement and business consulting.
The relationship between Alan's firm and Archer Investment Corporation are of paramount value, professionally providing an objective voice to the portfolio management oversight.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Eca Marketing Nfp | Eden Prairie, MN | Jul 2019 - Current | 4 |
| The Financial Fire Marshal | White Bear Lake, MN | Feb 2018 - Current | 6 |
| Archer Investment Corporation | Indianapolis, IN | Dec 2014 - Jul 2019 | 4 |
| The Diamond Group | Forest Lake, MN | Sep 2006 - Feb 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MN
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Total Assets Under Management379MILLIONS
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Total Number of Accounts3,775ACCOUNTS
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Average Account Value$100,367
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other
AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, NJ, NV, NY, OH, OK, PA, TN, TX, VA
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