Richard Smith (CRD# 2569454) is an Investment Advisor Representative working at Avantax Advisory Services in Forney, TX and has over 29 years of experience in the finance industry. Richard Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Richard Smith / Smith Financial & Associates Pc | Forney, TX | Feb 2020 - Current | 4 |
| Avantax Insurance Services, LLC | Forney, TX | Jan 2020 - Current | 4 |
| Rshm LLC | Forney, TX | May 2019 - Current | 4 |
| Avantax Advisory Services | Forney, TX | May 2016 - Current | 7 |
| Avantax Investment Services, Inc. | Forney, TX | Aug 2003 - Current | 20 |
| Smith Financial And Associates Pc | Forney, TX | Jan 2000 - Current | 24 |
| H.d. Vest Advisory Services | Forney, TX | Jun 2009 - Dec 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1995 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
- TX
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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