Charlotte McConnell, financial advisor Fort Collins CO
93 score

Charlotte McConnell

CRD Number: 1161160
Current Firm: Raymond James Financial Services Advisors, Inc.

Charlotte McConnell (CRD# 1161160) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Fort Collins, CO and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services Fort Collins, CO Nov 2015 - Current 1
Raymond James Financial Services Advisors Inc. Fort Collins, CO Nov 2015 - Current 1
Security Services Federal Credit Union Fort Collins, CO Oct 2012 - Current 4
Cetera Investment Advisers LLC Fort Collins, CO Jan 2014 - Nov 2015 1
Cetera Investment Services St. Cloud, MN Oct 2012 - Nov 2015 3
Self Employed Fort Collins, CO Jun 2012 - Sep 2012 < 1
Retirement & Estate Advisors/onesco Fort Collins, CO Feb 2005 - May 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1987
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for Charlotte A. McConnell
Phone Number: 727-567-5877
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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