James Wertz, financial advisor Fort Collins CO
93 score

James Wertz

CRD Number: 5281474
Current Firm: Cambridge Investment Research Advisors, Inc.

James Wertz (CRD# 5281474) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Fort Collins, CO and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Jun 2012 - Current 4
Assurity Life Glendale, CO Jun 2006 - Current 10
Axa Advisors, LLC New York, NY May 2010 - May 2012 2
Evolve Securities, Inc. Fort Collins, CO Jun 2009 - May 2010 < 1
Jolliffe Capital, Inc. Scottsbluff, NE Jul 2008 - Jul 2009 1
Evolve Securities, Inc. Dallas, TX Jun 2008 - Jun 2009 1
Hart Financial Greeley, CO Jun 2006 - Jun 2009 3
Qa3 Financial Corp Omaha, NE Jan 2007 - Jun 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2007
S65 NASAA Investment Advisors Law Examination Jul 2007
Contact Info for James P. Wertz
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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