Joseph Duran, financial advisor Fort Collins CO
93 score

Joseph Duran

CRD Number: 5422057
Current Firm: Ubs Financial Services Inc.

Joseph Duran (CRD# 5422057) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Fort Collins, CO and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Fort Collins, CO May 2014 - Current 2
Ben Parsons State Farm Agency Fort Collins, CO Jan 2013 - Apr 2014 1
Ubs Financial Services Inc. Fort Collins, CO Sep 2007 - Jan 2013 5
Circuit City Fort Collins, CO Oct 2006 - Sep 2007 < 1
Colorado State Univ Fort Collins, CO Jan 2006 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for Joseph L. Duran
Phone Number: 201-352-3000
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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