Norman Jones, financial advisor Fort Collins CO
81 score

Norman Jones

CRD Number: 5598017
Current Firm: Transamerica Financial Advisors, Inc.

Norman Jones (CRD# 5598017) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Fort Collins, CO and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Canonical Usa Lexington, MA Jul 2015 - Current 1
My Business Referral Network Fort Collins, CO Feb 2014 - Current 2
Transamerica Financial Advisors, Inc. Fort Collins, CO Jan 2012 - Current 4
Rising Phoenix Financial, LLC Fort Collins, CO Dec 2008 - Current 8
World Financial Group Fort Collins, CO Jul 2008 - Current 8
Mmj Group, Inc /dba Wolfram & Hart Services Fort Collins, CO Jan 2008 - Current 8
Tail Waggin, LLC Fort Collins, CO Sep 2006 - Current 10
Insurance Annex Fort Collins, CO Jun 2010 - Jun 2013 3
Investment Advisors International, Inc. Fort Collins, CO Jan 2009 - Jan 2012 3
World Group Securities, Inc. Fort Collins, CO Sep 2008 - Jan 2012 3
Hewlett-packard Company Fort Collins, CO Jun 2005 - Dec 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2009
S65 NASAA Investment Advisors Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Norman L. Jones
Phone Number: 727-299-1800
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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