Shannon Ingraham, financial advisor Fort Collins CO
93 score

Shannon Ingraham

CRD Number: 1933448
Current Firm: Ubs Financial Services Inc.

Shannon Ingraham (CRD# 1933448) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Fort Collins, CO and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Fort Collins, CO Jul 2013 - Current 3
Ubs Financial Services Inc. Ft. Collins, CO Jul 2012 - Jul 2013 1
Rbc Capital Markets Corporation Fort Collins, CO Mar 2008 - Jul 2012 4
Rbc Dain Rauscher Fort Collins, CO Aug 2007 - Mar 2008 < 1
Salt Creek Securities, LLC Laguna Beach, CA May 2007 - Aug 2007 < 1
Unemployed Fort Collins, CO May 2005 - May 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1992
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Shannon N. Ingraham
Phone Number: 201-352-3000
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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