Shawn Dunnigan (CRD# 1967001) is an Investment Advisor Representative working at Ica Group Wealth Management, LLC in Fort Collins, CO and has over 34 years of experience in the finance industry.
CRD# 6262403
Raymond James & Associates, Inc.
CRD# 2896350
Ubs Financial Services Inc.
CRD# 5790901
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ica Group Wealth Management, LLC | Fort Collins, CO | Mar 2022 - Current | 2 |
| Lpl Financial LLC | Fort Collins, CO | Nov 2017 - Current | 6 |
| Investment Centers Of America, Inc. | Fort Collins, CO | Feb 2015 - Nov 2017 | 2 |
| Della Parola Capital Research | Fort Collins, CO | Nov 2014 - Feb 2015 | < 1 |
| Lpl Financial | Fort Collins, CO | Dec 2009 - Nov 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1989 |
| S65 | NASAA Investment Advisors Law Examination | May 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management1,161MILLIONS
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Total Number of Accounts6,308ACCOUNTS
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Average Account Value$184,075
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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CA, CO, FL, HI, IL, MI, MN, MT, ND, NE, SD, TX, WI, WY
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