David ViviesCRD Number: 5973326
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
David Vivies (CRD# 5973326) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lauderdale, FL and has over 4 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Bank Of America, N.a.||Fort Lauderdale, FL||Apr 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Fort Lauderdale, FL||Oct 2012 - Current||4|
|Patrick Vivies, Cpa||Fort Lauderdale, FL||Sep 2011 - Oct 2012||1|
|Metlife Securities Inc.||Fort Lauderdale, FL||Jun 2011 - Sep 2011||< 1|
|Golf Direct Inc.||Pompano Beach, FL||Aug 2009 - Jun 2011||1|
|Florida Atlantic University||Bica Raton, FL||May 2008 - May 2011||3|
|Student||Deerfield Beach, FL||Sep 2001 - May 2011||9|
|Auto Extreme Usa||Pompano Beach, FL||Aug 2009 - Mar 2010||< 1|
|Appleman Golf Enterprises||Pompano Beach, FL||Jan 2006 - Aug 2009||3|
|Broward College||Coconut Creek, FL||May 2005 - May 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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