Erek ReynoldsCRD Number: 5340921
Current Firm: Td Ameritrade, Inc.
Erek Reynolds (CRD# 5340921) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Fort Lauderdale, FL and has over 8 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Sprint||Omaha, NE||Jun 2008 - Current||9|
|Td Ameritrade||Bellevue, NE||Nov 2007 - Current||9|
|Noll||Omaha, NE||May 2007 - Nov 2007||< 1|
|Johnnys Steakhouse||Omaha, NE||Aug 2006 - Aug 2007||1|
|Bj Shower Door||Omaha, NE||May 2005 - Oct 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2009|
|S66||NASAA Uniform Combined State Law Examination||Jun 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV