James YatesCRD Number: 1341488
Current Firm: Kovack Advisors, Inc.
James Yates (CRD# 1341488) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Fort Lauderdale, FL and has over 16 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Kovack Securities, Inc.||Ft. Lauderdale, FL||Nov 2009 - Current||7|
|Kovack Advisors, Inc.||Ft. Lauderdale, FL||Nov 2009 - Current||7|
|Unemployed||Delray Beach, FL||Sep 2009 - Nov 2009||< 1|
|Mutual Service Corporation||West Palm Beach, FL||Jun 2007 - Sep 2009||2|
|Unemployed||Delray Beach, FL||Dec 2006 - Jun 2007||< 1|
|Bisys - Underwriters Equity Corp||Coral Springs, FL||Jul 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2001|
Total Assets Under Management1,317MILLIONS
Total Number of Accounts5,353ACCOUNTS
Average Account Value$246,011
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV