John Dunn, financial advisor Fort Lauderdale FL

John Dunn

CRD Number: 1415997
Current Firm: Rbc Capital Markets, LLC

John Dunn (CRD# 1415997) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Fort Lauderdale, FL and has over 38 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Fort Lauderdale, FL Dec 2017 - Current 6
Rbc Capital Markets, LLC Fort Lauderdale, FL Oct 2017 - Current 6
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Oct 2017 2
Morgan Stanley Smith Barney Ft. Lauderdale, FL Jun 2009 - Oct 2017 8
Morgan Stanley & Company, Incorporated Ft. Lauderdale, FL Apr 2007 - Oct 2017 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
S65 NASAA Investment Advisors Law Examination Jun 2008
Contact Info for John A. Dunn
Phone Number: 212-858-7000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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