Keenan WalterCRD Number: 5434625
Current Firm: E*trade Capital Management, LLC
Keenan Walter (CRD# 5434625) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Fort Lauderdale, FL and has over 9 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|E*trade Securities LLC||Ft Lauderdale, FL||Dec 2014 - Current||2|
|E*trade Capital Management LLC||Ft Lauderdale, FL||Dec 2014 - Current||2|
|E*trade Securities LLC||Alpharetta, GA||Jul 2014 - Dec 2014||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Jul 2014 - Dec 2014||< 1|
|E*trade Capital Management LLC||Alpharetta, GA||Jan 2010 - Jul 2014||4|
|E*trade Securities LLC||Alpharetta, GA||Nov 2008 - Jul 2014||5|
|Leisure Knoll Knollaires||Manchester, NJ||Sep 1999 - Jun 2009||9|
|Chicago Investment Group||New York, NY||Oct 2007 - Jun 2008||< 1|
|Self Employed||Whiting, NJ||Sep 2005 - Sep 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.