Richard Dinh, financial advisor Fort Lauderdale FL
90 score

Richard Dinh

CRD Number: 6065129
Current Firm: Morgan Stanley

Richard Dinh (CRD# 6065129) is an Investment Advisor Representative working at Morgan Stanley in Fort Lauderdale, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Fort Lauderdale, FL Feb 2014 - Current 2
Alexandra Salon And Spa, LLC Sarasota, FL Jun 2010 - Current 6
Morgan Stanley Smith Barney LLC Fort Lauderdale, FL Dec 2012 - Feb 2014 1
Securian Financial Services Inc. St. Paul, MN May 2012 - Sep 2012 < 1
Minnesota Life St. Paul, MN May 2012 - Sep 2012 < 1
Evershore Financial Group Boca Raton, FL May 2012 - Sep 2012 < 1
Hollister Sarasota, FL Nov 2010 - May 2012 1
Ohio State University Columbus, OH Sep 2008 - Jun 2010 1
Top Price Recycling Charlotte, NC Jun 2008 - Sep 2009 1
Ohio State University Columbus, OH Sep 2007 - Jun 2008 < 1
Bowling Green State University Bowling Green, OH Aug 2006 - Sep 2007 1
Fairview High School Fairview Park, OH Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2012
Contact Info for Richard Dinh
Phone Number: 914-225-5510
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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