Richard Johns, financial advisor Fort Lauderdale FL
89 score

Richard Johns

CRD Number: 6338695
Current Firm: Southocean Capital Partners, LLC

Richard Johns (CRD# 6338695) is an Investment Advisor Representative working at Southocean Capital Partners, LLC in Fort Lauderdale, FL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Southocean Capital Partners Ft. Lauderdale, FL May 2014 - Current 2
Wld Enterprises Ft. Lauderdale, FL May 2012 - May 2014 2
The Riverstone Group, LLC Richmond, VA Jun 2004 - Apr 2012 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Richard M. Johns
Phone Number: 954-331-0109
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    456
    MILLIONS
  • Total Number of Accounts
    7
    ACCOUNTS
  • Average Account Value
    $65,071,787
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
Types of Clients
Registered States

FL

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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