Robert SchmidtCRD Number: 3080979
Current Firm: Charles Schwab & Company, Inc.
Robert Schmidt (CRD# 3080979) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fort Lauderdale, FL and has over 19 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Charles Schwab & Company, Inc.||Fort Lauderdale, FL||Nov 2010 - Current||7|
|Charles Schwab Bank||Fort Lauderdale, FL||Nov 2010 - Current||7|
|Snap Fitness||Watchung, NJ||Sep 2010 - Current||7|
|Ameriprise Financial Services, Inc.||Minneapolis, MN||Jun 1998 - Nov 2010||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY