Sean Orick, financial advisor Fort Lauderdale FL
73 score

Sean Orick

CRD Number: 3124756
Current Firm: Independent Financial Group, LLC

Sean Orick (CRD# 3124756) is an Investment Advisor Representative working at Independent Financial Group, LLC in Fort Lauderdale, FL and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Group LLC Plantation, FL Jul 2014 - Current 2
Pension Advisors Beachwood, OH Dec 2013 - Current 3
Adviseme National Advisors Plantation, FL Dec 2013 - Current 3
Financial Telesis Inc. San Rafel, CA Dec 2013 - Jul 2014 < 1
Securities Research, Inc. Vero Beach, FL Jul 1998 - Dec 2013 15
Asset Advisors Of America, LLC Longwood, FL Sep 2007 - Nov 2013 6
Insurance Office Of America, Inc. Longwood, FL Jul 2004 - Nov 2013 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2001
S65 NASAA Investment Advisors Law Examination Jun 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Sean A. Orick
Phone Number: 858-436-3180
Firm Website: https://www.ifgsd.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,856
    MILLIONS
  • Total Number of Accounts
    9,804
    ACCOUNTS
  • Average Account Value
    $189,301
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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