Steven Busch (CRD# 2176747) is an Investment Advisor Representative working at Everglades Resources, Inc. in Plantation, FL and has over 32 years of experience in the finance industry.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
CRD# 1235698
World Equity Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Everglades Resources Inc. | Plantation, FL | Apr 1997 - Current | 27 |
| Everglades Game Technologies LLC | Plantation, FL | Apr 2014 - Jun 2018 | 4 |
| Southpaw Investments, LLC | Sunrise, FL | Jan 2002 - Jan 2018 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1991 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management19MILLIONS
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Total Number of Accounts66ACCOUNTS
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Average Account Value$291,455
- A percentage of assets under your management
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
FL
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