Katelyn Augustine, financial advisor Fort Mitchell KY

Katelyn Augustine

CRD Number: 6674387
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Katelyn Augustine (CRD# 6674387) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Mitchell, KY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Fort Mitchell, KY Mar 2018 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Mitchell, KY Dec 2017 - Current 3
Unemployed West Chester, OH May 2017 - Dec 2017 < 1
Miami University Oxford, OH Aug 2013 - May 2017 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati, OH Jun 2016 - Mar 2017 < 1
Us Bank Arena Cincinnati, OH May 2016 - Aug 2016 < 1
Goggin Ice Arena Oxford, OH Jan 2016 - May 2016 < 1
State Dock Marina Jamestown, KY May 2013 - Aug 2015 2
Bishop Fenwick High School Middletown, OH Aug 2011 - Jun 2013 1
Reach Out Lakota West Chester Township, OH Jan 2011 - May 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2018
Contact Info for Katelyn L. Augustine
Phone Number: 800-637-7455
Registered State(s):
  • KY
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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