Van Morris, financial advisor Fort Mitchell KY
88 score

Van Morris

CRD Number: 6361716
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Van Morris (CRD# 6361716) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Mitchell, KY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Fort Mitchell, KY Nov 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Mitchell, KY Jun 2014 - Current 2
Miami University Oxford, OH Aug 2013 - Jun 2014 < 1
Cincinnati Financial Fairfield, OH May 2013 - Aug 2013 < 1
Miami University Oxford, OH Aug 2012 - May 2013 < 1
Iel Cincinnati, OH May 2012 - Aug 2012 < 1
Miami University Oxford, OH Aug 2011 - May 2012 < 1
Lacoste Monroe, OH May 2011 - Aug 2011 < 1
Miami University Oxford, OH Aug 2010 - May 2011 < 1
Mason Christian Village Mason, OH May 2010 - Aug 2010 < 1
Mason High School Mason, OH Aug 2009 - May 2010 < 1
The Beach Waterpark Mason, OH May 2009 - Aug 2009 < 1
Mason City Schools Mason, OH Jun 2004 - May 2009 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Van Morris
Phone Number: 800-637-7455
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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