James Vertich, financial advisor Fort Myers FL
86 score

James Vertich

CRD Number: 1960620
Current Firm: Uhler And Vertich Financial Planners, LLC

James Vertich (CRD# 1960620) is an Investment Advisor Representative working at Uhler And Vertich Financial Planners, LLC in Fort Myers, FL and has over 21 years of experience in the finance industry. James Vertich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Gelbwaks Insurance Sales Cape Coral, FL Jul 2011 - Current 5
Raymond James Financial Services Advisors, Inc. Fort Myers, FL Jan 2010 - Current 6
Uhler And Vertich Financial Planners Fort Myers, FL Mar 2004 - Current 12
Raymond James Financial Services, Inc. Fort Myers, FL Jul 1993 - Current 23
Non- Variable Insurance Ft. Myers, FL Jul 1993 - Current 23
Brightest Horizons Fort Myers, FL Jan 2005 - Aug 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James C. Vertich
Phone Number: 239-936-6300
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    149
    MILLIONS
  • Total Number of Accounts
    384
    ACCOUNTS
  • Average Account Value
    $388,583
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, NC, TX

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BADGES
86

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