James Vertich (CRD# 1960620) is an Investment Advisor Representative working at Uhler Vertich White Advisors in Fort Myers, FL and has over 28 years of experience in the finance industry. James Vertich has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
CRD# 1002352
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Uhler, Vertich, White, LLC | Fort Myers, FL | Jul 2023 - Current | < 1 |
| Uhler Vertich White Advisors, LLC | Fort Myers, FL | Jul 2023 - Current | < 1 |
| Raymond James Financial Services, Inc. | Fort Myers, FL | Jul 1993 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management466MILLIONS
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Total Number of Accounts952ACCOUNTS
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Average Account Value$489,496
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, IN, MI, NC, SC, TX
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