Mark Sonntag (CRD# 1939350) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Fort Myers, FL and has over 34 years of experience in the finance industry.
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
CRD# 1002352
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Fort Myers, FL | Nov 2022 - Current | 1 |
| Ameriprise Financial Services | Fort Myers, FL | Nov 2022 - Nov 2022 | < 1 |
| B. Riley Wealth Management | Fort Myers, FL | Jul 2022 - Nov 2022 | < 1 |
| National Securities Corporation | Fort Myers, FL | Nov 2013 - Nov 2022 | 9 |
| Gilman Ciocia, Inc. | Ft. Myers, FL | Sep 2009 - Nov 2022 | 13 |
| Ameriprise Financial Services, LLC | Fort Myers, FL | Mar 2020 - Mar 2020 | < 1 |
| Abel | Fort Myers, FL | Jan 2012 - Jan 2015 | 3 |
| Asset & Financial Planning | Ft. Myers, FL | Sep 2009 - May 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1989 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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