Thomas Shepard, financial advisor Fort Myers FL
93 score

Thomas Shepard

CRD Number: 1127264
Current Firm: Berthel Fisher & Company Financial Services, Inc.

Thomas Shepard (CRD# 1127264) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Fort Myers, FL and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Berthel Fisher & Company Planning, Inc. Ft Meyers, FL Nov 2013 - Current 3
Berthel, Fisher & Company Financial Services, Inc. Madison, WI Jan 1988 - Current 28
Sun Life Assur. Company Of Canada Wellesley Hills, MA Mar 1982 - Current 34
Shepard Financial Madison, WI Nov 1971 - Current 45
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1983
Contact Info for Thomas N. Shepard
Phone Number: 319-447-5700
Firm Website: http://www.berthel.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    765
    MILLIONS
  • Total Number of Accounts
    5,670
    ACCOUNTS
  • Average Account Value
    $134,832
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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