Robert O'neal, financial advisor Fort Smith AR
83 score

Robert O'neal

CRD Number: 1836790
Current Firm: Wells Fargo Advisors, LLC

Robert O'neal (CRD# 1836790) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Fort Smith, AR and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Fort Smith, AR May 2009 - Current 7
Wachovia Securities, LLC Fort Smith, AR Jan 2008 - May 2009 1
A.g. Edwards Fort Smith, AR Oct 2007 - Jan 2008 < 1
Citigroup Global Markets Inc. Fort Smith, AR Apr 1995 - Oct 2007 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert W. O'neal
Phone Number: 314-875-3000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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