Sue Plattner-Smith, financial advisor Fort Smith AR
93 score

Sue Plattner-Smith

CRD Number: 1016816
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sue Plattner-Smith (CRD# 1016816) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Smith, AR and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America,na Fort Smith, AR Dec 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith, AR Jan 1985 - Current 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1981
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Sue B. Plattner-Smith
Phone Number: 800-637-7455
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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