Gary Hicks, financial advisor Fort Wayne IN
93 score

Gary Hicks

CRD Number: 1063225
Current Firm: Lpl Financial LLC

Gary Hicks (CRD# 1063225) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Wayne, IN and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Old National Investments Fort Wayne, IN May 2014 - Current 2
Lpl Financial Fort Wayne, IN Nov 2012 - Current 4
Primevest Financial St Cloud, MN Aug 2010 - Nov 2012 2
Whitley Co Consolidated Schools Columbia City, IN Dec 2008 - Dec 2010 2
Legend Equities Corporation Palm Beach Gardens, FL May 2009 - Jul 2010 1
Home Depot Ft Wayne, IN Apr 2008 - Apr 2009 1
Umemployed Columbia City, IN Jan 2008 - Apr 2008 < 1
The Prudential Ins.co.of America Indianapolis, IN Jun 1999 - Jan 2008 8
Pruco Securities Corporation Indianapolis, IN May 1999 - Jan 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Gary D. Hicks
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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