Jeanine Herold, financial advisor Fort Wayne IN
96 score

Jeanine Herold

CRD Number: 1230992
Current Firm: Phillips Financial

Jeanine Herold (CRD# 1230992) is an Investment Advisor Representative working at Phillips Financial in Fort Wayne, IN and has over 22 years of experience in the finance industry. Jeanine Herold has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Phillips Financial Management, LLC Fort Wayne, IN Jul 2004 - Current 12
Phillips Benefits Advisors, LLC Fort Wayne, IN Apr 2004 - Current 12
Phillips Financial Services, Inc. Fort Wayne, IN Jan 2004 - Current 12
Cambridge Investment Research, Inc. Fairfield, IA Jul 2004 - Apr 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1994
S65 NASAA Investment Advisors Law Examination May 1994
Contact Info for Jeanine M. Herold
Phone Number: 260-420-7732
Firm Website: http://www.1phillips.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    799
    MILLIONS
  • Total Number of Accounts
    1,365
    ACCOUNTS
  • Average Account Value
    $585,221
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, FL, IL, IN, NC, NH, OH, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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