Joni Sharkey, financial advisor Fort Wayne IN
68 score

Joni Sharkey

CRD Number: 1439302
Current Firm: Wells Fargo Advisors, LLC

Joni Sharkey (CRD# 1439302) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Fort Wayne, IN and has over 30 years of experience in the finance industry.

Similar Advisors
Thomas Beachy, financial advisor Fort Wayne IN
Thomas E. Beachy
CRD# 5220029
Creative Financial Designs, Inc.
Score
101
Similar Advisors
Dorothea Cole, financial advisor Fort Wayne IN
Dorothea S. Cole
CRD# 3208277
Transamerica Financial Advisors, Inc.
Score
100
Similar Advisors
Noel Knox, financial advisor Fort Wayne IN
Noel H. Knox
CRD# 4714966
Monarch Capital Management Inc.
Score
100
Company Name Location Dates Years
Wells Fargo Advisors LLC Fort Wayne, IN Aug 2015 - Current 1
Lpl Financial Huntington, IN Jun 2013 - Aug 2015 2
Unemployed Huntington, IN May 2013 - Jun 2013 < 1
Ubs Financial Services Inc. Northbrook, IL Jan 2012 - May 2013 1
Morgan Stanley Smith Barney Riverwoods, IL Jun 2009 - Jan 2012 2
Morgan Stanley & Company, Incorporated Riverwoods, IL Apr 2007 - Jun 2009 2
Morgan Stanley Arlington Heights, IL Mar 2005 - Apr 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1986
S65 NASAA Investment Advisors Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joni M. Sharkey
Phone Number: 314-875-3000
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
68

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.