Joni SharkeyCRD Number: 1439302
Current Firm: Wells Fargo Advisors, LLC
Joni Sharkey (CRD# 1439302) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Fort Wayne, IN and has over 31 years of experience in the finance industry.
Creative Financial Designs, Inc.
Transamerica Financial Advisors, Inc.
Monarch Capital Management Inc.
|Wells Fargo Advisors LLC||Fort Wayne, IN||Aug 2015 - Current||1|
|Lpl Financial||Huntington, IN||Jun 2013 - Aug 2015||2|
|Unemployed||Huntington, IN||May 2013 - Jun 2013||< 1|
|Ubs Financial Services Inc.||Northbrook, IL||Jan 2012 - May 2013||1|
|Morgan Stanley Smith Barney||Riverwoods, IL||Jun 2009 - Jan 2012||2|
|Morgan Stanley & Company, Incorporated||Riverwoods, IL||Apr 2007 - Jun 2009||2|
|Morgan Stanley||Arlington Heights, IL||Mar 2005 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
|S65||NASAA Investment Advisors Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV