Stephen SpoltmanCRD Number: 1865121
Current Firm: Lpl Financial LLC
Stephen Spoltman (CRD# 1865121) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Wayne, IN and has over 29 years of experience in the finance industry.
Creative Financial Designs, Inc.
Transamerica Financial Advisors, Inc.
Monarch Capital Management Inc.
|Summit Consultants, Inc.||Fort Wayne, IN||Jul 2007 - Current||10|
|Lpl Financial LLC||Fort Wayne, IN||Jun 1995 - Current||22|
|Summit Consultant Of Ins. Inc.||Fort Wayne, IN||Apr 1989 - Current||29|
|Self Employed||Ft. Wayne, IN||Sep 1988 - Current||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1988|
Total Assets Under Management117,248MILLIONS
Total Number of Accounts551,780ACCOUNTS
Average Account Value$212,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY