Austin Gardner, financial advisor Omaha NE

Austin Gardner

CRD Number: 6108636
Current Firm: Lpl Financial LLC

Austin Gardner (CRD# 6108636) is an Investment Advisor Representative working at Lpl Financial LLC in Omaha, NE and has over 10 years of experience in the finance industry.

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Principal Advised Services
Company Name Location Dates Years
Lpl Financial, LLC Bellevue, NE Feb 2021 - Current 3
First Command Advisory Services Fort Worth, TX Dec 2015 - Feb 2021 5
First Command Financial Planning, Inc. Fort Worth, TX Jan 2015 - Feb 2021 6
First Command Insurance Services, Inc. Fort Worth, TX Jan 2015 - Feb 2021 6
First Command Fort Worth, TX Aug 2012 - Dec 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Sep 2014
Contact Info for Austin M. Gardner
Phone Number: 704-733-3300
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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