Carly McCarty, financial advisor Fort Worth TX
68 score

Carly McCarty

CRD Number: 5351907
Current Firm: First Command Advisory Services

Carly McCarty (CRD# 5351907) is an Investment Advisor Representative working at First Command Advisory Services in Fort Worth, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
First Command Advisory Services Fort Worth, TX Dec 2015 - Current 1
First Command Financial Planning Fort Worth, TX Mar 2014 - Current 3
Unemployed Sicklerville, NJ Aug 2013 - Mar 2014 < 1
Pnc Investments Berlin, NJ Jun 2012 - Aug 2013 1
Pnc Investments Berlin, NJ Aug 2010 - Jun 2012 1
Pnc Bank Berlin, NJ Aug 2010 - Jun 2012 1
First Command Financial Planning, Inc. Fort Worth, TX May 2007 - Aug 2010 3
First Command Financial Services, Inc. Fort Worth, TX May 2007 - Aug 2010 3
Damon's Bar And Grill Morgantown, WV Nov 2006 - May 2007 < 1
Bob Evans Restaurant Morgantown, WV Aug 2004 - Aug 2006 2
Chartwell Swim Club Marlton, NJ May 1998 - Aug 2006 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S65 NASAA Investment Advisors Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Carly K. McCarty
Phone Number: 817-731-8621
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    9,608
    MILLIONS
  • Total Number of Accounts
    78,155
    ACCOUNTS
  • Average Account Value
    $122,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
68

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Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.