Cindy Lopez, financial advisor Fort Worth TX
90 score

Cindy Lopez

CRD Number: 5988219
Current Firm: Td Ameritrade, Inc.

Cindy Lopez (CRD# 5988219) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Fort Worth, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Forth Worth, TX Oct 2011 - Current 5
Wells Fargo Bank Forth Worth, TX Mar 2010 - Oct 2011 1
University Of North Texas Denton, TX Aug 2009 - Mar 2010 < 1
Fidelity Investments Lewisville, TX Jun 2009 - Aug 2009 < 1
Jc Penney Hurst, TX May 2009 - Jun 2009 < 1
University Of North Texas Denton, TX Aug 2008 - May 2009 < 1
Apple One Westlake, TX Mar 2008 - Aug 2008 < 1
Intelisol, Inc. Fort Worth, TX Mar 2007 - Mar 2008 1
Datatrac Fort Worth, TX Apr 2006 - Mar 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2011
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Cindy Lopez
Phone Number: (800) 669-3900
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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