David Wayne (CRD# 4179065) is an Investment Advisor Representative working at Smh Capital Advisors LLC in Fort Worth, TX and has over 23 years of experience in the finance industry.
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
CRD# 5076833
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smh Capital Investments LLC | Fort Worth, TX | Apr 2019 - Current | 5 |
| Smh Capital Advisors, LLC | Fort Worth, TX | Feb 2017 - Current | 7 |
| Smh Capital Inc. | Houston, TX | Jun 2008 - Current | 15 |
| Sanders Morris Harris LLC | Houston, TX | Apr 2017 - Jan 2019 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2000 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2009 |
- TX
-
Total Assets Under Management395MILLIONS
-
Total Number of Accounts420ACCOUNTS
-
Average Account Value$939,763
- A percentage of assets under your management
- Hourly charges
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, CO, CT, FL, GA, IL, KS, LA, MA, MD, MO, NH, NJ, NM, NY, OH, OK, PA, TX, VA, WI, WY
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