James Davis (CRD# 6545250) is an Investment Advisor Representative working at Aspen Wealth Management in Fort Worth, TX and has over 8 years of experience in the finance industry. James Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
CRD# 5076833
Charles Schwab & Company, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Aspen Wealth Management | Fort Worth, TX | Jul 2021 - Current | 2 |
Mills Wealth Advisors, LLC | South Lake, TX | Apr 2020 - Current | 4 |
Tolleson Wealth Management | Dallas, TX | Jul 2019 - Apr 2020 | < 1 |
Fidelity Personal And Workplace Advisors | Boston, MA | Jul 2018 - Jun 2019 | < 1 |
Fidelity Brokerage Services LLC | Westlake, TX | Aug 2015 - Jun 2019 | 3 |
Strategic Advisers LLC | Westlake, TX | Mar 2018 - Jul 2018 | < 1 |
Massachusetts Mutual Life Insurance Company | Fort Worth, TX | May 2015 - Jul 2015 | < 1 |
Abilene Christian University, Department Of Communications | Abilene, TX | Jan 2014 - May 2015 | 1 |
Abilene Christian University, Graduate School | Abilene, TX | Dec 2013 - May 2015 | 1 |
Abilene Christian University | Abilene, TX | Aug 2011 - May 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 2015 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2018 |
- TX
-
Total Assets Under Management368MILLIONS
-
Total Number of Accounts897ACCOUNTS
-
Average Account Value$410,673
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
TX
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