1. Wealthminder
  2. Fort Worth, TX
Judith Santos, financial advisor Fort Worth TX

Judith Santos

CRD Number: 4440832
Current Firm: Prospera Financial Services, Inc.

Judith Santos (CRD# 4440832) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Fort Worth, TX and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Fort Worth, TX May 2020 - Current < 1
Prospera Financial Services, Inc. Dallas, TX Apr 2009 - May 2020 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for Judith O. Santos
By the Numbers
  • Total Assets Under Management
    3,370
    MILLIONS
  • Total Number of Accounts
    11,535
    ACCOUNTS
  • Average Account Value
    $292,143
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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